Who invented the airplane, the steam engine, and the printing press? I would have answered: the Wright brothers, Watt, and Gutenberg. Now I’m not so sure after reading How Invention Begins by John Lienhard. His argument is to look much more broadly at the ecosystem surrounding such technologies both backwards and forwards in time. And while the aforementioned names are the most famous or well-known, Lienhard brings to light many other names and their contributions to the process. Nor is there one type of airplane, steam engine, or printing press. Rather there’s a rich variety of such technologies even if the famous names are associated with iconic versions of each.
Why did these inventions come about and were they inevitable? Lienhard wants us to figure out the broader motivations: the desire for flight, the desire for energy sources to do work, and the desire for getting your ideas out! And as incremental improvements build up along the road to technology, there is an inevitability that a flying machine, an engine, and a method for mass-produced reading material, would show up. Perhaps not the iconic Wright, Watt, or Gutenberg version we encounter in museums or history books, but some version would have been invented, then widely used, and then possibly surpassed.
Today’s blog post focuses on one chapter in the book, “From Steam Engine to Thermodynamics”. It’s particularly relevant for my G-Chem and P-Chem classes this semester, where thermodynamics is a sizable chunk of the course material. Here’s the broad sweep before we get to the nineteenth century. Mankind has known that boiling water turns it into steam. It’s obvious that the gaseous state can be powerful when you encounter strong winds. But how would you harness its power? As far back as antiquity, there was one Hero of Alexandria who made mini steam-powered turbines. The Egyptian alchemist Zosimos writes of one Maria the Jewess who invented the double boiler, figured out how to make silver sulfide for metalwork, and essentially founded a school of chemistry. By medieval times, windmills have shown up and in the seventeenth century, the behavior of gases was being investigated and vacuum pumps were introduced.
I’m skipping over the details of the steam engine in which Watt played an important role amidst a constellation of many others; Lienhard, as a mechanical engineer, discusses this in detail. He also does a great job condensing and lucidly explaining how the ideas and terminology of phlogiston and caloric came about even though these theories have now been superseded by the atomic theory. Joseph Black (a contemporary and friend of James Watt), William Cleghorn, Joseph Priestly, Antoine Lavoisier, Carl Scheele, all show up as they puzzled over the nature of heat (which still confuses us today) and it took a while before the mechanical theory of thermal energy began to take precedence. Even today we still think of heat as fluid-like according to the caloric theory.
In the nineteenth century, while atomic theory was still fighting for recognition, another constellation of folks built the foundations of classical thermodynamics – no atoms needed! Carnot, Mayer, Joule, Clausius, and Tyndall show up for their turn in the spotlight. While I had heard all these names and learned the streamlined version of the history, I appreciated Lienhard’s wading into what was confusing at the time. Carnot accepted caloric theory even as he formulated his now famous “ideal” engine model. Mayer, who was trained as a doctor, made the observation that venous blood was redder when he was in Indonesia (then called the Dutch East Indies). Turns out it’s because in the tropics you don’t need to “burn” as much food (there’s a little more oxygen in the venous hemoglobin). And that got him thinking about energy transformation. Joule connects work and heat through his famous experiment shown, now a mainstay in textbook figures. By the time Clausius puts it together, you have the introduction of the new term entropy, and a way to quantitatively discuss the efficiency of an engine.
I always find it a balancing act when teaching thermodynamics. Much of the language and terminology we have inherited isn’t intuitive and students easily get confused. The equations we use are built on models from the nineteenth century when calorimetry was an important technique for trying to figure out energy changes in chemical reactions. Chemists use the word enthalpy to describe these changes, again confusing the students when it is used interchangeably with heat, and sometimes no temperature change is taking place. Knowing the models and their limitations helps us think about thermodynamics, but they’re a little strange and were defined for an age now past. In P-Chem, my treatment of thermodynamics is heavily statistical and I try to show students how this leads to what they first encountered in G-Chem. I try to include some of the history for context, but I’m not sure the students quite appreciate it. I certainly didn’t when I was an undergraduate.
One thing in Lienhard’s book that I’m still pondering is that we can trace the broad arc of invention in hindsight. But it’s very hard to see where something is headed when you’re in the midst of what might be a technological revolution. Right now the buzzword is A.I. systems, most familiarly in the form of large-language-models that guzzle energy resources. How Invention Begins was published almost twenty years ago as the Internet was becoming ascendant. After discussing the printing press, the explosion of literature, and then the opening up of tertiary education opportunities with the G.I. Bill, Lienhard wonders where education is headed in the age of the Internet. We haven’t quite figured that out and we’re starting to grapple with A.I. with numerous pundits championing it or being detractors. There is an arc, and we should ask the broader question of what humankind is aspiring to, but I’m not sure it’s a thirst for knowledge per se, at least in the way an educator like me envisions it.
Will we always crave novelty? I think we’re wired to do so. Do we want labor-saving devices? Yes, most likely. But we also want nebulous things like meaning and fulfilment in life, and it’s less clear how the technological arc will lead us in that direction. If we’re not careful, we can end up becoming slaves to a small oligarchy satisfying their desires for novelty, labor-saving, and fulfilment, which will override at least for a time what the majority would like. But within such a complex system, with nonlinearities that we cannot easily predict, at some point a phase change may take place. A revolution. An evolution. It will likely be messy and painful because of globalism and interconnectivity.